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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

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BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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EG 2.3 Case selection: Threshold Conditions cases

As Published: 2016

EG 2.3 Case selection: Threshold Conditions cases

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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EG 6.5 Publicity during, or upon the conclusion of civil action

As Published: 2016

EG 6.5 Publicity during, or upon the conclusion of civil action

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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