Search Result

821 - 840 of 1443 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2017

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations