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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications