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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

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MCOB 10.4 Total charge for credit

EG 9.2 The FCA’s general policy in this area

APER 4.7 Statement of Principle 7

CASS 10.2 Core content requirements

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

SUP 9.1 Application and purpose

EG 18.1 Cancellation on the FCA’s own-initiative

COLL 14.2 Registration with the Charity Commission

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

COBS 2.5 Optional additional products

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CASS 6.4 Use of safe custody assets

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SUP App 3.3 Background

DEPP 4.2 Urgent statutory notice cases [deleted]

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 11.3 Requirements on controllers or proposed controllers under the Act

DISP App 1.1 Introduction

PERG 14.5 The ‘by-way-of-business’ test

BIPRU 1.3 Applications for advanced approaches and waivers