Search Result

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

…

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

…

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

…

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

…

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

…

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

…

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

…

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

DTR 5.4 Aggregation of managed holdings

EG 2.11 Senior management responsibility

SYSC 13.4 Requirements to notify the appropriate regulator

FEES 1.1 Application and Purpose

MCOB 5.1 Application

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

ICOBS 6A.2 Optional additional products

SUP 10C.5 FCA governing functions: Executive

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

COBS 8.1 Client agreements: non-MiFID designated investment business

APER 3.1 Introduction

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts