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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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COBS 20.1A The with-profits fund

BIPRU 9.3 Requirements for originators and sponsors

BIPRU 9.4 Traditional securitisation

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

MCOB 4.8A Execution-only sales

FEES 5.5B Case fees

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 5.2 E-Commerce

CONC 8.3 Pre contract information and advice requirements

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 18.1 Cancellation on the FCA’s own-initiative

DEPP 7.1 Application and purpose

EG 14.2 Choice of powers

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 20.3 Decision making under the CCA Order