Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 16.8 Territorial scope

As Published: 2019

PERG 16.8 Territorial scope

…

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

…

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

…

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 4.9 Financial promotions with an overseas element

MCOB 11A.1 MCD mortgage credit intermediary: submission of information to MCD mortgage lender

IPRU-INV 5.10 Expenditure based requirement

MCOB 6A.2 General

SUP App 2.1 Application

CASS 1A.1 Application

EG 7.5 Payment of financial penalties

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

SYSC 13.6 People

CONC 7.15 Statute barred debts

EG 16.4 The effect of a disapplication order

REC 3.4 Members of the management body and internal organisation

BIPRU 3.7 Classification of off-balance-sheet items

PERG 15.3 Payment services

SUP 11.9 Changes in close links

PERG 16.8 Territorial scope

COBS 3.1 Application

DTR 4.1 Annual financial report

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral