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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

MAR 9.1 Application, approach and structure

As Published: 2017

MAR 9.1 Application, approach and structure

SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

CONC App 1.3 Exemption of certain credit agreements secured on land

As Published: 2014

CONC App 1.3 Exemption of certain credit agreements secured on land

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications