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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.35 Data Reporting Services Regulations 2024

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2024

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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IPRU-INV 5.3 Financial resources

As Published: 2016

IPRU-INV 5.3 Financial resources

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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