Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

…

MCOB 7.3 General

As Published: 2015

MCOB 7.3 General

…

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

…

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 11.7 Acquisition or increase of control: assessment process and criteria

PERG 5.3 Contracts of insurance

EG 7.2 Alternatives to sanctions

PERG 1.2 Introduction

DEPP 1.1 Application and Purpose

PERG 8.5 In the course of business

CONC 4.1 Content of quotations

TC 3.1 Record-keeping requirements

COLL 5.3 Derivative exposure

DTR 5.10 Use of electronic means for notifications and filing

MAR 1.6 Manipulating transactions

COBS 20.5 With-profits governance

EG 5.5 The settlement discount scheme

EG 8.3 Use of the own-initiative powers

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 5.13 Appointed representatives

MCOB 7.3 General

SUP 11.1 Application

MCOB 2A.2 Tying practices