Search Result

661 - 680 of 1549 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

As Published: 2015

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

MCOB 2A.3 Foreign currency loans

As Published: 2019

MCOB 2A.3 Foreign currency loans

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)