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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

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Similar To

PERG 16.5 How AIFMD affects other regulated activities

REC 3.11 Insolvency events

COLL 4.1 Introduction

EG 6.2 Publicity during, or upon the conclusion of regulatory action

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SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

RCB 3.2 Annual confirmations of compliance and asset pool monitor

EG 19.7 The Open-Ended Investment Companies Regulations 2001

COLL 7.2 Suspension and restart of dealings

REC 3.14A Operation of a trading venue

SUP 15.7 Form and method of notification

BIPRU 13.7 Contractual netting

MIPRU 4.2A Credit risk capital requirement

BIPRU 7.6 Option PRR

SUP 18.2 Insurance business transfers

BIPRU 7.5 Foreign currency PRR

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

PERG 9.10 Significance of being an open-ended investment company

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES