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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

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MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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DISP App 3.2 The assessment of a complaint

As Published: 2017

DISP App 3.2 The assessment of a complaint

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CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

As Published: 2018

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

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