Search Result

681 - 700 of 1511 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

EG 9.4 Prohibition orders against exempt persons and members of professional firms

As Published: 2016

EG 9.4 Prohibition orders against exempt persons and members of professional firms

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

As Published: 2016

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information