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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

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SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

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FEES 6.5 Compensation costs

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

PERG 17.5 The meaning of advice

PERG 16.6 Exclusions

PERG 6.2 Purpose of guidance

RCB 4.1 Application and purpose

CASS 8.3 Records and internal controls

SYSC 4.9

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

RCB 4.2 Enforcement powers and penalties

DTR 1C.2 Modifying rules and consulting the FCA

RCB 6.2 Policy on decision and warning notices

REC 4.4 Complaints