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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees