Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

…

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 4.10 The IRB approach: Credit risk mitigation

PERG 13.5 Exemptions from MiFID

SUP 10C.12 Conditional and time-limited approvals

MAR 1.6 Manipulating transactions

SUP 10A.13 Application for approval and withdrawing an application for approval

EG 7.6 Private warnings

PERG 9.3 The definition

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

FIT 2.1 Honesty, integrity and reputation

COBS 4.13 UCITS

DTR 5.4 Aggregation of managed holdings

DISP App 3.3A The approach to considering evidence at step 2

COBS 20.2 Treating with-profits policyholders fairly

DEPP 5.1 Settlement decision makers

RCB 2.2 Applying for registration

EG 12.1 The FCA’s general approach

REC 4.2A Publication of information by UK RIEs and RAPs

MCOB 6.5 Mortgages: information to be provided in the offer document or separately