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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

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EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

As Published: 2016

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SUP 10A.2 Purpose

As Published: 2018

SUP 10A.2 Purpose

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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