Search Result

1041 - 1060 of 1542 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

IPRU-INV Annex A 1 INTRODUCTION

As Published: 2015

IPRU-INV Annex A 1 INTRODUCTION

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

FEES 6.6 Incoming EEA firms [deleted]

As Published: 2007

FEES 6.6 Incoming EEA firms [deleted]

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling