Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

…

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

…

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 16.5 Annual Close Links Reports

EG App 3.7 The PPS

SUP 15.2 Purpose

REC 1.2 Purpose, status and quotations, notes or references

MAR 5.10 Operation of an SME growth market

DEPP 6.4 Financial penalty or public censure

REC 3.6 Constitution and governance

EG 1.1 Overview

EG 19.30 The Mortgage Credit Directive Order

SYSC 6.2 Internal audit

CONC 3.8 Financial promotions and communications: lenders

COBS 5.2 E-Commerce

IPRU-INV 11.1 INTRODUCTION

DTR 5.2 Acquisition or disposal of major proportions of voting rights

COLL 7.2 Suspension and restart of dealings

MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions