Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

…

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

…

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC App 1.3 Exemption of certain credit agreements secured on land

SUP 16.4 Annual controllers report

COND 2.2 Location of offices

PERG 1.2 Introduction

DTR 4.3A Reports on payments to governments

TC 2.2A Time limits

MCOB 3A.9 Systems and controls

MCOB 4A.3 Record of recommendation

COBS 10.7 Record keeping and retention periods for appropriateness records

PERG 10.4A The application of requirements which implemented EU directives

PERG 10.1 Background

MIPRU 4.2F Exposures and risk weights

CASS 6.7 Treatment of custody assets after a failure

CREDS 8.3 Approved persons

FEES 9.1 Application and purpose

INSPRU 8.2 Special provisions for Lloyd's

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

PERG 8.32 Arranging deals in investments

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

PERG 9.7 The investment condition: the 'reasonable investor'