Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 15.7 Form and method of notification

SUP 10A.15 References and accurate information

SUP 10C.16 References and accurate information

DISP 3.3 Dismissal without consideration of the merits and test cases

BIPRU 3.2 The central principles of the standardised approach to credit risk

CONC 3.1 Application

PERG 16.8 Territorial scope

MAR 2.5 The Price Stabilising Rules: overseas provisions

COLL 1.1 Applications and purpose

SUP 10A.1 Application

PERG 8.31 Exclusions for advising on investments

IPRU-INV 5.17 Other assets requirement

COLL 12.1 Introduction

SUP 15.5 Core information requirements

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

ICOBS 7.1 The right to cancel

PERG 10.1 Background

SUP 10C.5 FCA governing functions: Executive

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

SUP 3.6 Firms' cooperation with their auditors