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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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SUP 16.17 Remuneration reporting [deleted]

CONC 14.1 Application

SUP 10A.3 Provisions related to the Act

BIPRU 11.4 Technical criteria on disclosure: General criteria

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

SUP 3.8 Rights and duties of auditors

CONC 8.5 Financial statements and debt repayment offers

SYSC 22.4 Drafting the reference: detailed requirements

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

REC 3.4 Members of the management body and internal organisation

PERG 8.6 Communicate

APER 3.1 Introduction

EG 7.6 Private warnings

SUP 17A.2 Connectivity with FCA systems

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling