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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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