Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

…

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

…

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

…

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

…

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 16.3 Managing an AIF

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

SYSC 6.1 Compliance

REC 5.1 Introduction and legal background

MCOB 4.4A Initial disclosure requirements

DEPP 6.6 Financial penalties for late and incomplete submission of reports

BIPRU 5.3 On balance sheet netting

COBS 11.1 Application

REC 4.8 The section 298 procedure

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

MIPRU 3.1 Application and purpose

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 16.22 Reporting under the Payment Accounts Regulations

SUP 2.4 'Mystery shopping'