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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

MCOB 7.4 Mortgages: disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Mortgages: disclosure at the start of the contract

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart