Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

…

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

…

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.8 Settlement and clearing facilitation services

EG 3.1 Introduction

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

APER 4.2 Statement of Principle 2

COLL 8.4 Investment and borrowing powers

REC 2.2 Method of satisfying the recognition requirements

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 10.5 Section 198: the FCA’s policy [deleted]

COBS 13.5 Preparing product information: other projections

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

SUP App 2.8 Ceasing to effect contracts of insurance

REC 3.12 Legal proceedings

BIPRU 4.6 The IRB approach: Retail exposures

SUP 16.1 Application

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

REC 6.2 Applications

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

PERG 13.5A Child trust funds and MiFID

FEES 6.5A The retail pool

EG 12.3 Criminal prosecutions in cases of market abuse