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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR A PERSONAL INVESTMENT FIRM

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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