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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.35 Data Reporting Services Regulations 2024

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2024

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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