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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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PERG 16.5 How AIFMD affects other regulated activities

COLL 12.3 EEA UCITS management companies

PERG 9.10 Significance of being an open-ended investment company

REC 3.15 Suspension of services and inability to operate facilities

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MAR 1.4 Unlawful disclosure

COLL 3.2 The instrument constituting the fund

BIPRU 9.3 Requirements for originators and sponsors

COBS 8.1 Client agreements: non-MiFID designated investment business

DEPP 6.2 Deciding whether to take action

BIPRU 7.9 Use of a CAD 1 model

COLL 5.1 Introduction

MCOB 8.5A Advised sales

MCOB 5A.6 Other information

PERG 2.8 Exclusions applicable to particular regulated activities

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

BIPRU 7.6 Option PRR

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

EG 19.7 The Open-Ended Investment Companies Regulations 2001