Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

…

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

…

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

…

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

…

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

…

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

…

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 1.2 Purpose, status and quotations, notes or references

SUP 10A.9 Significant management functions [deleted]

REC 6.7 Notification rules for overseas recognised bodies

EG 9.1 Introduction

DEPP 6.5D Serious financial hardship

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

PERG 8.14 Other financial promotions

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes