Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

…

SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

…

SYSC 4.5

As Published: 2015

SYSC 4.5

…

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

…

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2A.4 Power and procedure for RAP penalties and censures

CONC 2.10 Mental capacity guidance

SUP 12.9 Record keeping

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

DTR 4.4 Exemptions

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 8.30 Medium used to give advice or information

FEES 13.1 Application and purpose

EG 2.11 Senior management responsibility

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SYSC 1.1A Application

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 15.6 Territorial scope

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

IPRU-INV 1.1 PURPOSE

SYSC 13.10 Insurance

SYSC 4.5

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COLL 1.1 Applications and purpose