Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

…

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

…

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

…

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

…

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

…

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 9.5 Reporting to clients on request

DEPP 1.2 Introduction to statutory notices

TC App 6.1 Accredited bodies

SUP 16.24 Retirement income data reporting

DEPP 6.4 Financial penalty or public censure

SUP 10C.9 Minimising overlap with the PRA approved persons regime

PERG 10.5 Employers and affinity groups (such as trade unions)

COLL 6.6A Duties of AFMs in relation to UCITS schemes

EG 19.30 The Mortgage Credit Directive Order

SYSC 18.3 Internal arrangements

REC 2.15 Discipline

APER 4.2 Statement of Principle 2

SUP App 2.15 Run-off plans for closed with-profits funds