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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

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MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

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MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

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MAR 7A.2 Purpose

As Published: 2017

MAR 7A.2 Purpose

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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MAR 5A.2 Purpose

As Published: 2017

MAR 5A.2 Purpose

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MAR 6.4A Quotes in respect of non-equity instruments

As Published: 2017

MAR 6.4A Quotes in respect of non-equity instruments

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MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

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MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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