Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

…

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 5.8 Procedures for the notification and disclosure of major holdings

RCB 2.3 Determination of registration

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

BIPRU 13.7 Contractual netting

DTR 2.5 Delaying disclosure of inside information

SYSC 18.4 The whistleblowers’ champion

ICOBS 6.1 Providing product information to customers: general

PERG 11.2 Guidance on property investment clubs

PERG 13.6 CRD IV [deleted]

COLL 6.4 Title and registers

TC App 4.1 Appropriate Qualification tables

MAR 1.1 Application and interpretation

PERG 5.14 Exemptions

RCB 4.2 Enforcement powers and penalties

IPRU-INV 1.1 PURPOSE

SUP 10A.15 References and accurate information

DTR 1C.2 Modifying rules and consulting the FCA

EG App 2.1 Purpose, status and application of the guidelines

CASS 1.4 Application: particular activities