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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 7.2 Introduction

PERG 8.7 Engage in investment activity

SYSC 13.6 People

PERG 13.7 The territorial application of MiFID [deleted]

DTR 1.2 Modifying rules and consulting the FCA

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

CONC 5A.1 Application, purpose and guidance

DTR 1.4 Suspension of trading

MIPRU 3.2 Professional indemnity insurance requirements

PERG 15.7 Transitional provisions [deleted]

INSPRU 7.1 Application

APER 4.5 Statement of Principle 5

FEES 5.8 Joining the Financial Ombudsman Service

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration