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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

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DTR 1.3 Information gathering and publication

EG 7.2 Alternatives to sanctions

IPRU-INV 5.8 Calculation of own funds and liquid capital

SUP 16.18 AIFMD reporting

CASS 7.12 Organisational requirements: client money

EG 2.5 Cases where other authorities have an interest

GENPRU 2.1 Calculation of capital resources requirements

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

CASS 7.15 Records, accounts and reconciliations

PERG 4.3 Regulated activities related to mortgages

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]