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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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COBS 4.10 Approving and confirming compliance of financial promotions

As Published: 2015

COBS 4.10 Approving and confirming compliance of financial promotions

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CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

As Published: 2015

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

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DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

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MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

DTR 7.1 Audit committees

COBS 12.2 Investment research and non-independent research

SUP 3.8 Rights and duties of auditors

EG 4.9 Involvement of FCA supervisors during the investigation phase

COLL 8.1 Introduction

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

COBS 11.7 Personal account dealing

BIPRU 13.4 CCR mark to market method

FEES 9.2 PSR fees

DTR 5.6 Disclosures by issuers

EG 4.2 Notifying the person under investigation where notice is not required under the Act

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]