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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

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PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

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SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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