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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

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EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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SYSC 4.7

As Published: 2015

SYSC 4.7

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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