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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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