Search Result

361 - 380 of 1253 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PERG 13.2 General

As Published: 2011

PERG 13.2 General

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

CONC 7.3 Treatment of customers in or approaching arrears or in default (including repossessions): lenders, owners and debt collectors

As Published: 2014

CONC 7.3 Treatment of customers in or approaching arrears or in default (including repossessions): lenders, owners and debt collectors

MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose