Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

…

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

…

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

…

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

…

ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

…

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

…

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 10.2 Prudential resources requirements

MIPRU 4.2F Exposures and risk weights

EG 15.3 Disqualification under section 345

SUP 3.8 Rights and duties of auditors

PERG 2.11 Persons who are exempt for credit-related regulated activities

COBS 9.3 Guidance on assessing suitability

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

DTR 2.2 Disclosure of inside information

DTR 4.2 Half-yearly financial reports

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

MCOB 2A.3 Foreign currency loans

RCB 3.6 Fees and other matters