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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

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PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

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MCOB 6A.5 MCD distance contracts with retail customers

As Published: 2019

MCOB 6A.5 MCD distance contracts with retail customers

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

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EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

FEES 5.4 Information requirement

EG 3.5 Official listing investigations (section 97)

EG 4.5 Notice of termination of investigations

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DTR 6.4 Disclosure of Home State

REC 3.13 Delegation of relevant functions

SUP 10A.12 Procedures relating to FCA-approved persons

DTR 1.5 Fees and sanctions

MCOB 7.1 Application

PERG 13.3 Investment Services and Activities

SYSC 4.9