Search Result

381 - 400 of 1215 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

MCOB 4.6A Rolling-up of fees or charges into loan

As Published: 2012

MCOB 4.6A Rolling-up of fees or charges into loan

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

MCOB 13.3 Dealing fairly with customers: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers: policy and procedures

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns