Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

…

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

…

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

…

MCOB 12.3 Early repayment charges: regulated mortgage contracts

As Published: 2004

MCOB 12.3 Early repayment charges: regulated mortgage contracts

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 5.3 Contracts of insurance

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

PERG 6.6 The factors

PERG 3A.3 The definition of electronic money

BIPRU 13.8 Securities financing transactions

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

DTR 4.3A Reports on payments to governments

BIPRU 1.3 Applications for advanced approaches and waivers

PERG 4.16 Mortgage activities

SUP 15A.1 Application and notifications under EMIR

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 5.5 Duties of firms

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

DTR 1C.2 Modifying rules and consulting the FCA

SUP 16.22 Reporting under the Payment Accounts Regulations

EG 5.1 Settlement and the FCA – an overview

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

MCOB 9.5 Disclosure at the offer stage for equity release transactions

MCOB 12.3 Early repayment charges: regulated mortgage contracts