Search Result

521 - 540 of 691 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

ICOBS 4.3 Remuneration disclosure

As Published: 2018

ICOBS 4.3 Remuneration disclosure

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification