Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

…

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PRIN 2.1 The Principles

TC 2.1 Assessing and maintaining competence

COBS 9.6 Special rules for giving basic advice on a stakeholder product

SYSC 22.6 Giving and updating references: additional rules and guidance

EG 2.11 Senior management responsibility

RCB 6.2 Policy on decision and warning notices

EG 12.2 FCA cautions

REC 6.8 Powers to supervise

MCOB 6.9 Regulated sale and rent back agreements

CASS 5.6 Client money distribution

PERG 5.1 Application and purpose

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

COLL 6.7 Payments

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

CASS 10.2 Core content requirements

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

FEES 13.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

CASS 7A.2 Primary pooling events

SYSC 13.8 External events and other changes