Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

…

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

…

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

…

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 3.5 Simplified method of calculating risk weights

COLL 14.2 Registration with the Charity Commission

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COLL 6.4 Title and registers

MAR 7A.5 Requirements when acting as a general clearing member

REC 3.8 Financial and other information

SUP 15.5 Core information requirements

PERG 5.3 Contracts of insurance

COLL 6.10 Senior personnel responsibilities

EG 11.3 The FCA’s choice of powers

CASS 7.19 Clearing member client money sub-pools

BIPRU 5.2 The central principles of credit risk mitigation

SUP 3.10 Duties of auditors: notification and report on client assets

SUP 3.8 Rights and duties of auditors

PERG 4.12 Appointed representatives

CASS 7.10 Application and purpose

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

FIT 2.1 Honesty, integrity and reputation