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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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Effective Period

Similar To

SUP 6.2 Introduction

EG 16.2 Disapplication orders

COCON 4.1 Specific guidance on individual conduct rules

MCOB 4.4A Initial disclosure requirements

FEES App 1.2 Periodic Fees

EG 3.10 Liaison where other authorities have an interest

SUP 11.7 Acquisition or increase of control: assessment process and criteria

EG 2.12 Co-operation

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PERG 8.4 Invitation or inducement

APER 4.4 Statement of Principle 4

SYSC 22.5 Giving references: additional rules and guidance for all firms

REC 4.4 Complaints

DEPP 6.7 Discount for early settlement

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SUP App 3.6 Freedom to provide services

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SUP 11.8 Changes in the circumstances of existing controllers